Regulation news

Leading the Way

Global 利卯郭肱 Finance News and Commentary

SEC adopts Form N-PORT reporting requirements amendments

02 September 2024 US
Reporter: Daniel Tison

Form amendments will require funds to file reports on Form N-PORT monthly within 30 days after the end of the month to which they relate

EBA updates G-SIIs identification data

27 August 2024 France
Reporter: Daniel Tison

The publication covers 13 indicators used to measure the systemic importance of institutions

ISLA and ICMA publish GMRA Digital Assets Annex

19 August 2024 Switzerland
Reporter: Daniel Tison

The association looks to bring consistency to the legal terms used by market participants when trading certain digital assets under the GMRA 2011 and 2010

ISDA: ��Not a lot of time�� to prepare for US Treasury reforms

09 August 2024 US
Reporter: Carmella Haswell

SEC postpones 10c-1a SLATE approval

07 August 2024 US
Reporter: Carmella Haswell

ESAs publish final report on DORA draft technical standards

26 July 2024 Europe
Reporter: Daniel Tison

The report specifies the elements which a financial entity needs to determine and assess when subcontracting ICT services supporting ��critical or important�� functions

ESAs establish cyber crisis management framework

18 July 2024 Europe
Reporter: Daniel Tison

The EU systemic cyber incident coordination framework aims to facilitate an effective financial sector response to a cross-border ICT incident

China approves suspension of securities relending

11 July 2024 China
Reporter: Carmella Haswell

The suspension will take effect from today [Thursday, 11 July] and follows the China 利卯郭肱 Regulatory Commission��s decision to raise margin requirements for short sellers

EBA consults on CVA risk exposures from SFTs

09 July 2024 France
Reporter: Daniel Tison

The consultation will run until 8 October 2024

Leading the Way

Global 利卯郭肱 Finance News and Commentary